Delaware | 001-32253 | 23-3058564 | ||
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) |
2366 Bernville Road, Reading, Pennsylvania | 19605 | |
(Address of principal executive offices) | (Zip Code) |
Todd M. Sechrist, Executive Vice President and Chief Operating Officer, (610) 208-1991 | ||
(Name and telephone number, including area code, of the person to contact in connection with this report.) |
x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017 |
By: | /s/ Todd M. Sechrist | May 31, 2018 | ||||||
Name: | Todd M. Sechrist | (Date) | ||||||
Title: | Executive Vice President and Chief Operating Officer |
Exhibit Number | Description | |
1.01 | Conflict Minerals Report |
• | to monitor the sourcing of our supply chain through roll-out of purchase order terms, supplier and employee education, and on-site visits and audits; |
• | to ensure that our suppliers use tin from either scrap or recycled sources or from smelters participating in a program such as CFSI’s program to obtain a “conflict-free” designation; and |
• | to increase the response rate of suppliers and any identified smelters. |
• | improving our supplier communication program involving our purchasing department; |
• | requiring additional training for our suppliers and employees; |
• | auditing key high risk suppliers, including more on-site visits; |
• | requesting smelters identified as a result of our due diligence to participate in a program such as CFSI’s program to obtain a “conflict-free” designation; |
• | considering requiring non-conflict minerals be used in the electronic circuit boards used in our battery chargers; |
• | participating in CFSI’s conflict-free supplier programs; |
• | participating in the CFSI’s Global Smelter Engagement team to actively encourage suppliers to join the CFSI program; and |
• | endeavoring to increase the response rate of suppliers. |
• | reserve power products, which are used for backup power for the continuous operation of critical applications in telecommunications systems, uninterruptible power systems, or “UPS” applications for computer and computer-controlled systems, and other specialty power applications, including medical and security systems, premium starting, lighting and ignition applications, in switchgear, electrical control systems used in electric utilities, large-scale energy storage, energy pipelines, in commercial aircraft, satellites, military aircraft, submarines, ships and tactical vehicles; and |
• | motive power products, which are used to provide power for electric industrial forklifts used in manufacturing, warehousing and other material handling applications, as well as mining equipment, diesel locomotive starting and other rail equipment. |
Subject Metal | Facility Name of Smelter or Refiner | Country location of Smelter |
Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan |
Gold | Advanced Chemical Company | United States of America |
Gold | Aida Chemical Industries Co., Ltd. | Japan |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan |
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil |
Gold | Argor-Heraeus S.A. | Switzerland |
Gold | Asahi Pretec Corp. | Japan |
Gold | Asaka Riken Co., Ltd. | Japan |
Tantalum | Asaka Riken Co., Ltd. | Japan |
Tungsten | Kennametal Huntsville | United States of America |
Gold | Aurubis AG | Germany |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines |
Gold | Boliden AB | Sweden |
Gold | C. Hafner GmbH + Co. KG | Germany |
Gold | CCR Refinery - Glencore Canada Corporation | Canada |
Gold | Cendres + Metaux S.A. | Switzerland |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China |
Gold | Chimet S.p.A. | Italy |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China |
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China |
Tin | Alpha | United States of America |
Tin | CV Gita Pesona | Indonesia |
Tin | PT Aries Kencana Sejahtera | Indonesia |
Tin | PT Premium Tin Indonesia | Indonesia |
Tin | CV United Smelting | Indonesia |
Gold | Daejin Indus Co., Ltd. | Republic of Korea |
Gold | DSC (Do Sung Corporation) | Republic of Korea |
Gold | DODUCO Contacts and Refining GmbH | Germany |
Gold | Dowa | Japan |
Tin | Dowa | Japan |
Gold | Eco-System Recycling Co., Ltd. | Japan |
Tin | EM Vinto | Bolivia (Plurinational State Of) |
Tantalum | Exotech Inc. | United States of America |
Tantalum | F&X Electro-Materials Ltd. | China |
Tin | Fenix Metals | Poland |
Gold | OJSC Novosibirsk Refinery | Russian Federation |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China |
Tungsten | Global Tungsten & Powders Corp. | United States of America |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China |
Gold | HeeSung Metal Ltd. | Republic of Korea |
Gold | Heimerle + Meule GmbH | Germany |
Gold | Heraeus Metals Hong Kong Ltd. | China |
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany |
Tin | Huichang Jinshunda Tin Co., Ltd. | China |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China |
Gold | Ishifuku Metal Industry Co., Ltd. | Japan |
Gold | Istanbul Gold Refinery | Turkey |
Gold | Japan Mint | Japan |
Tungsten | Japan New Metals Co., Ltd. | Japan |
Gold | Jiangxi Copper Co., Ltd. | China |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China |
Tantalum | Jiujiang Tanbre Co., Ltd. | China |
Gold | Asahi Refining USA Inc. | United States of America |
Gold | Asahi Refining Canada Ltd. | Canada |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation |
Gold | JSC Uralelectromed | Russian Federation |
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan |
Tin | Gejiu Kai Meng Industry and Trade LLC | China |
Gold | Kazzinc | Kazakhstan |
Tungsten | Kennametal Fallon | United States of America |
Gold | Kennecott Utah Copper LLC | United States of America |
Gold | Kojima Chemicals Co., Ltd. | Japan |
Gold | Kyrgyzaltyn JSC | Kyrgyzstan |
Tin | China Tin Group Co., Ltd. | China |
Tantalum | LSM Brasil S.A. | Brazil |
Gold | LS-NIKKO Copper Inc. | Republic of Korea |
Tin | Malaysia Smelting Corporation (MSC) | Malaysia |
Gold | Materion | United States of America |
Gold | Matsuda Sangyo Co., Ltd. | Japan |
Tin | Metallic Resources, Inc. | United States of America |
Gold | Metalor Technologies (Suzhou) Ltd. | China |
Gold | Metalor Technologies (Hong Kong) Ltd. | China |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore |
Gold | Metalor Technologies S.A. | Switzerland |
Gold | Metalor USA Refining Corporation | United States of America |
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico |
Tantalum | Metallurgical Products India Pvt., Ltd. | India |
Tin | Mineracao Taboca S.A. | Brazil |
Tantalum | Mineracao Taboca S.A. | Brazil |
Tin | Minsur | Peru |
Gold | Mitsubishi Materials Corporation | Japan |
Tin | Mitsubishi Materials Corporation | Japan |
Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan |
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan |
Tantalum | NPM Silmet AS | Estonia |
Gold | Moscow Special Alloys Processing Plant | Russian Federation |
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey |
Tin | Jiangxi New Nanshan Technology Ltd. | China |
Gold | Nihon Material Co., Ltd. | Japan |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand |
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation |
Tin | Operaciones Metalurgical S.A. | Bolivia (Plurinational State Of) |
Gold | PAMP S.A. | Switzerland |
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation |
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia |
Tin | PT Artha Cipta Langgeng | Indonesia |
Tin | PT Babel Inti Perkasa | Indonesia |
Tin | PT Bangka Tin Industry | Indonesia |
Tin | PT Belitung Industri Sejahtera | Indonesia |
Tin | PT Bukit Timah | Indonesia |
Tin | PT DS Jaya Abadi | Indonesia |
Tin | PT Eunindo Usaha Mandiri | Indonesia |
Tin | PT Karimun Mining | Indonesia |
Tin | PT Mitra Stania Prima | Indonesia |
Tin | PT Panca Mega Persada | Indonesia |
Tin | PT Prima Timah Utama | Indonesia |
Tin | PT Refined Bangka Tin | Indonesia |
Tin | PT Sariwiguna Binasentosa | Indonesia |
Tin | PT Stanindo Inti Perkasa | Indonesia |
Tin | PT Sumber Jaya Indah | Indonesia |
Tin | PT Timah (Persero) Tbk Kundur | Indonesia |
Tin | PT Timah (Persero) Tbk Mentok | Indonesia |
Tin | PT Tinindo Inter Nusa | Indonesia |
Tin | PT Tommy Utama | Indonesia |
Gold | PX Precinox S.A. | Switzerland |
Tantalum | QuantumClean | United States of America |
Gold | Rand Refinery (Pty) Ltd. | South Africa |
Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | China |
Gold | Royal Canadian Mint | Canada |
Tin | Rui Da Hung | Taiwan, Province of China |
Gold | Samduck Precious Metals | Republic of Korea |
Gold | SEMPSA Joyeria Plateria S.A. | Spain |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation |
Tin | Soft Metais Ltda. | Brazil |
Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China |
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation |
Gold | Sumitomo Metal Mining Co., Ltd. | Japan |
Tantalum | Taki Chemical Co., Ltd. | Japan |
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam |
Tantalum | Telex Metals | United States of America |
Tin | Thaisarco | Thailand |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China |
Gold | Tokuriki Honten Co., Ltd. | Japan |
Gold | Torecom | Republic of Korea |
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan |
Gold | Umicore Brasil Ltda. | Brazil |
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium |
Gold | United Precious Metal Refining, Inc. | United States of America |
Gold | Valcambi S.A. | Switzerland |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam |
Gold | Western Australian Mint (T/a The Perth Mint) | Australia |
Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil |
Tungsten | Wolfram Bergbau und Hutten AG | Austria |
Tungsten | Xiamen Tungsten Co., Ltd. | China |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China |
Gold | Yamakin Co., Ltd. | Japan |
Gold | Yokohama Metal Co., Ltd. | Japan |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China |
Tin | Yunnan Tin Company Limited | China |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China |
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China |
Gold | SAFINA A.S. | Czech Republic |
Gold | Umicore Precious Metals Thailand | Thailand |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China |
Tin | CV Venus Inti Perkasa | Indonesia |
Gold | Geib Refining Corporation | United States of America |
Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China |
Tin | Melt Metais e Ligas S.A. | Brazil |
Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam |
Tin | PT ATD Makmur Mandiri Jaya | Indonesia |
Tantalum | D Block Metals, LLC | United States of America |
Tantalum | FIR Metals & Resource Ltd. | China |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China |
Gold | MMTC-PAMP India Pvt., Ltd. | India |
Gold | Republic Metals Corporation | United States of America |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China |
Gold | Singway Technology Co., Ltd. | Taiwan, Province of China |
Tin | O.M. Manufacturing Philippines, Inc. | Philippines |
Tin | PT Inti Stania Prima | Indonesia |
Tantalum | KEMET Blue Metals | Mexico |
Tungsten | H.C. Starck Tungsten GmbH | Germany |
Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam |
Tantalum | H.C. Starck Co., Ltd. | Thailand |
Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany |
Tantalum | H.C. Starck Hermsdorf GmbH | Germany |
Tantalum | H.C. Starck Inc. | United States of America |
Tantalum | H.C. Starck Ltd. | Japan |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China |
Tantalum | Global Advanced Metals Boyertown | United States of America |
Tantalum | Global Advanced Metals Aizu | Japan |
Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates |
Gold | Emirates Gold DMCC | United Arab Emirates |
Tantalum | KEMET Blue Powder | United States of America |
Tin | CV Ayi Jaya | Indonesia |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China |
Gold | T.C.A S.p.A | Italy |
Tungsten | Niagara Refining LLC | United States of America |
Tin | CV Dua Sekawan | Indonesia |
Tin | PT Rajehan Ariq | Indonesia |
Gold | Korea Zinc Co., Ltd. | Republic of Korea |
Gold | Marsam Metals | Brazil |
Tungsten | Hydrometallurg, JSC | Russian Federation |
Tin | Resind Industria e Comercio Ltda. | Brazil |
Tantalum | Resind Industria e Comercio Ltda. | Brazil |
Tungsten | Unecha Refractory metals plant | Russian Federation |
Gold | SAAMP | France |
Gold | Italpreziosi | Italy |
Tin | Metallo Belgium N.V. | Belgium |
Tin | Metallo Spain S.L.U. | Spain |
Tin | PT Bangka Prima Tin | Indonesia |
Gold | SAXONIA Edelmetalle GmbH | Germany |
Gold | WIELAND Edelmetalle GmbH | Germany |
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China |
Tin | PT Sukses Inti Makmur | Indonesia |
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines |
Tin | PT Kijang Jaya Mandiri | Indonesia |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China |
Tungsten | ACL Metais Eireli | Brazil |
Tin | PT Menara Cipta Mulia | Indonesia |
Tantalum | Jiangxi Tuohong New Raw Material | China |
Tungsten | Woltech Korea Co., Ltd. | Republic of Korea |
Tin | HuiChang Hill Tin Industry Co., Ltd. | China |
Tungsten | Moliren Ltd. | Russian Federation |
Tantalum | Power Resources Ltd. | The Former Yugoslav Republic of Macedonia |
Tin | Gejiu Fengming Metallurgy Chemical Plant | China |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China |
Gold | AU Traders and Refiners | South Africa |
Tin | Gejiu Jinye Mineral Company | China |
Tin | PT Lautan Harmonis Sejahtera | Indonesia |
Gold | SungEel HiMetal Co., Ltd. | Republic of Korea |
Gold | Planta Recuperadora de Metales SpA | Chile |
Gold | Safimet S.p.A | Italy |
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China |
Andorra | Netherlands | |
Australia | New Zealand | |
Austria | Peru | |
Belgium | Philippines | |
Bolivia | Poland | |
Brazil | Republic of Korea | |
Canada | Russian Federation | |
Chile | Saudi Arabia | |
China | Singapore | |
Czech Republic | South Africa | |
Estonia | Spain | |
France | Sudan | |
Germany | Sweden | |
India | Switzerland | |
Indonesia | Taiwan, Province of China | |
Italy | Thailand | |
Japan | Turkey | |
Kazakhstan | Uganda* | |
Kyrgyzstan | United Arab Emirates | |
Lithuania | United States of America | |
Macedonia | Uzbekistan | |
Malaysia | Vietnam | |
Mexico | Zambia* | |
Myanmar | Zimbabwe |