Delaware
|
23-3058564
|
|
(State or other jurisdiction of
|
(IRS Employer
|
|
incorporation)
|
Identification No.)
|
On February 22, 2008, while it was permissible under the applicable securities laws for directors and officers of the Company to purchase and sell securities of the Company, the following officers of the Company entered into a Rule 10b5-1 trading plan (each, a "Plan" and, collectively, the "Plans"), pursuant to which each officer agreed to exercise certain options for the Company's common stock if the Company's common stock trades at specified minimum prices, and subject to other terms and conditions. The name and title of each such executive officer, together with the type of security and the period that such officer's Plan is in effect is set forth below:
John D. Craig, Chairman, President and CEO Options 03/23/2008 to 03/23/2009
Michael T. Philion, Executive Vice President, Finance and CFO Options 03/23/2008 to 08/22/2008.
The securities covered in Mr. Philion's prior 10b5-1 plan were sold in their entirety, in accordance with the terms of the plan, prior to February 22, 2008.
Each Plan complies with the Company's insider trading policy and is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934 , as amended. Each Plan also meets the restrictions on sales set forth in the 2004 Securityholder Agreement, which was filed as Exhibit 4.2 to Amendment No. 4 to EnerSys' Registration Statement on Form S-1 (File No. 333-115553) on July 26, 2004. Transactions under the Plans will be disclosed publicly through Form 144 and/or Form 4 filings with the Securities and Exchange Commission.
|
|
EnerSys
|
||||||
Date: February 28, 2008
|
By:
|
/s/ Richard W. Zuidema
|
||||||
Richard W. Zuidema
|
||||||||
Executive Vice President, Administration
|
||||||||