UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
EnerSys
(Exact name of registrant as specified in its charter)
| Delaware | 001-32253 | 23-3058564 | ||||||||||||
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
| 2366 Bernville Road, Reading, Pennsylvania | 19605 | |||||||
| (Address of principal executive offices) | (Zip Code) | |||||||
| Andrea J. Funk, Chief Financial Officer, (610) 208-1991 | ||||||||
| (Name and telephone number, including area code, of the person to contact in connection with this report.) | ||||||||
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023 | ||||
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
EnerSys has filed a Conflict Minerals Report as Exhibit 1.01 to this specialized disclosure report, incorporated herein by reference. The Conflict Minerals Report is also available at www.enersys.com under the Investor Relations tab. The website and the information accessible through it are not incorporated into this specialized disclosure report.
Item 1.02 Exhibit
See Exhibit 1.01 to this specialized disclosure report, incorporated herein by reference.
Item 2.01 Exhibits
Exhibit 1.01 - Conflict Minerals Report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
ENERSYS
(Registrant)
| By: | /s/ Andrea J. Funk | May 31, 2024 | ||||||||||||||||||||||||
| Name: | Andrea J. Funk | (Date) | ||||||||||||||||||||||||
| Title: | Chief Financial Officer | |||||||||||||||||||||||||
EXHIBIT INDEX
| Exhibit Number | Description | |||||||
| 1.01 | ||||||||
Exhibit 1.01
CONFLICT MINERALS REPORT
for the Calendar Year Ended December 31, 2023
Date: May 31, 2024
Introduction
EnerSys (the “Company,” “we,” or “us”) is the global leader in stored energy solutions for industrial applications and designs, manufactures, and distributes energy systems solutions and motive power batteries, specialty batteries, battery chargers, power equipment, battery accessories and outdoor equipment enclosure solutions to customers worldwide. The company goes to market through four lines of business: Energy Systems, Motive Power, Specialty and New Ventures. Energy Systems, which combine power conversion, power distribution, energy storage, and enclosures, are used in the telecommunication, broadband and utility industries, uninterruptible power supplies, and numerous applications requiring stored energy solutions. Motive power batteries and chargers are utilized in electric forklift trucks and other industrial electric powered vehicles. Specialty batteries are used in aerospace and defense applications, large over-the-road trucks, premium automotive, medical and security systems applications. New Ventures provides energy storage and management systems for various applications including demand charge reduction, utility back-up power, and dynamic fast charging for electric vehicles. Our business is highly decentralized with manufacturing locations throughout the world. Much of our manufacturing capacity is located outside the United States. More specifically, we currently have significant manufacturing or distribution facilities outside of the United States, in Argentina, Australia, Belgium, Brazil, Canada, Czechia, France, Germany, Italy, Malaysia, Mexico, the People’s Republic of China, Poland, Spain, Switzerland and the United Kingdom.
The Securities and Exchange Commission (the “SEC”) issued final rules (the “Conflict Minerals Rules”) to implement Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires companies that file reports under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), including EnerSys, provide disclosures about conflict minerals that are “necessary to the functionality or production of a product manufactured by the company.” “Conflict Minerals”, for purposes of these Conflict Minerals Rules, are defined by the SEC to be gold, columbite-tantalite (or coltan, as it is also called), cassiterite, and wolframite, including their derivatives, which are limited to, by the SEC’s rule, tantalum, tin, and tungsten, that originated in the Democratic Republic of the Congo (“DRC”) and certain adjoining countries (collectively with the DRC, the “Covered Countries”).
In accordance with SEC rules, the information in this report includes the activities of all majority-owned subsidiaries and entities that are required to be consolidated under U.S. Generally Accepted Accounting Principles. Furthermore, under the Conflict Minerals Rules, acquisitions are required to be included in the Company’s first filing that occurs no more than eight months after the acquisition date. Moreover, any businesses that were divested, sold or otherwise disposed of, during the reporting period were only included in our procedures through the transaction disposition date.
These Conflict Minerals Rules require companies like EnerSys to undertake a three-step process. First, we need to determine if these rules apply by determining if Conflict Minerals are necessary to the functionality or production of products that we manufacture or contract to be manufactured. Second, if the rules apply, we are required to conduct a reasonable country of origin inquiry (“RCOI”) to determine if the Conflict Minerals in our supply chain during the calendar year originated from the Covered Countries. Third, if we are unable to draw a conclusion from our RCOI, we are required to exercise due diligence on the Conflict Minerals’ source and chain of custody and to prepare a more detailed Conflict Minerals Report.
Determination of Applicability of Conflict Minerals Rules
We have determined that (a) tin (the “Battery Conflict Mineral”) is necessary to the functionality or production of our batteries and (b) gold, tantalum and tin (the “Electronics Conflict Minerals,” and together with Battery Conflict Mineral, the “Subject Minerals”) are generic electronic components, for circuit boards, resistors, capacitors, and transformers, which we use in our battery chargers, power conversion and power distribution products and accordingly are necessary to the functionality or production of such products.
Reasonable Country of Origin Inquiry
Pursuant to the Conflict Minerals Rules, we conducted a good faith RCOI regarding the Subject Minerals to determine whether the Company had reason to believe that any of the conflict minerals necessary to the functionality or production of its products may have originated in the Covered Countries. The Company relied upon guidance from the Responsible Minerals Initiative (“RMI”) (formerly, Conflict-Free Sourcing Initiative) and used the RMI’s Conflict Minerals Reporting Template (“CMRT”) as part of our RCOI process. After identifying relevant suppliers, the Company then conducted a supply chain survey, based on the current version of the CMRT. Due to EnerSys’ downstream position in our supply chain, several tiers removed from 3TG Smelters or Refiners (“SoRs”), any efforts rely on the cooperation of our tier 1 supply chain. In 2023, over 421 suppliers took part in our RCOI process.
In addition, EnerSys cross-referenced our list of suppliers and smelters with the RMI RCOI data, as well as our review of publicly available information and we have identified the country of origin information of the Subject Minerals contained in our products. We believe that this inquiry was reasonably designed to determine whether any of such minerals originated in the Covered Countries, or were derived from recycled or scrap sources. Based upon the inquiry undertaken, we were unable to conclude that the Subject Minerals did not originate in the Covered Countries or that the Subject Minerals are solely from scrap or recycled sources. Accordingly, as required by the Conflict Minerals Rules, because we were unable to conclude the country of origin of the Subject Minerals, we must exercise due diligence on their source and chain of custody.
Due Diligence
We designed our due diligence measures to conform to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the related supplements on tantalum, tin, tungsten, and gold (collectively, the “OECD Framework”). Consistent with the OECD Framework, we undertook a risk-based approach based upon our position in the supply chain for both the Battery Conflict Mineral and the Electronics Conflict Minerals.
The Company determined that a reasonable risk based approach was to conduct a survey of direct suppliers if the components and materials supplied suggested they were likely to contain Conflict Minerals. We also conducted interviews with suppliers and vendors and, as part of our normal course of business, conducted on-site due diligence. The Company’s due diligence processes are based on the data received from direct suppliers and those suppliers seeking similar information within their supply chains. The Company determined that it was not practical to conduct a survey of all suppliers in its supply chain.
All of our suppliers and vendors are required to comply with our Code of Supplier Conduct, which covers Conflict Minerals from the Covered Countries, and our purchasing department reviewed supplier and vendor compliance with the same. Our purchasing department continues to incorporate compliance with the Conflict Minerals Rules into its purchase orders and supply agreements. We believe that, as a result, we were able to identify and assess risk in our supply chain based on a number of factors, including, but not limited to, annual spend and geographic location.
With respect to our Battery Conflict Mineral, most suppliers indicated that such tin originated from scrap or recycled sources.
With respect to the Electronics Conflict Minerals used, many of our electronics component suppliers were unable to assist EnerSys in tracing those relevant component parts to their original manufacturer or processor. Many of the key electronics distributors have provided statements that they support the initiatives and are seeking all their suppliers to be “conflict-free”.
The Company has taken, or intends to take, the following steps to improve the due diligence conducted to further mitigate any risk that the necessary Subject Minerals in our products could originate from the Covered Countries:
•Continue to evaluate upstream sources through a broader set of tools to evaluate risk. These include, but are not limited to:
◦Using a comprehensive smelter and refiner library with detailed status and notes for each entity.
◦Scanning for verifiable media sources on each smelter and refiner to flag risk issues.
◦Comparing the list of smelters/refiners against government watch and denied parties lists.
•Engage with suppliers more closely, and provide more information and training resources regarding responsible sourcing of 3TGs.
•Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from such suppliers.
•Continue to include a conflict minerals flow-down clause in new or renewed supplier contracts, as well as included in the terms and conditions of each purchase order issued.
•Follow the OECD Guidance process, increase the emphasis on clean and validated smelter and refiner information from the supply chain through feedback and detailed smelter analysis.
•As described in the OECD Guidance, through collaborative efforts with industry associations, we encourage more identified smelters to become audited.
•Participate in outreach to influence the upstream smelters or refiners in the industry who process minerals in a call to action to adhere to responsible sourcing practices.
Product Description
The relevant products covered by this report are:
Batteries. Our batteries are used as energy storage solutions for:
•energy systems products, which are used for backup power for the continuous operation of critical applications in telecommunications systems, broadband and utility industries, uninterruptible power supplies, and numerous unique applications requiring stored energy solutions;
•motive power products, which are used to provide power for electric industrial forklifts used in manufacturing, warehousing and other material handling applications, as well as mining equipment, diesel locomotive starting and other rail equipment; and
•specialty power products, used in aerospace and defense applications, large over-the-road trucks, premium automotive, medical and security systems applications.
Battery Chargers. Our battery chargers are used with both energy systems products and motive power products, as each are described above. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide us with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our battery chargers. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Enclosures. Our cabinets and enclosures for electronic equipment and batteries are used with energy systems products. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide EnerSys with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our enclosures. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Power Conversion and Distribution. Our power conversion and power distribution products are part of our energy system solutions. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide EnerSys with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our power conversion and power distribution products. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Determination
Based on the information obtained during our due diligence through December 31, 2023, we believe that the facilities that may have been used to process the Subject Minerals in our batteries, battery chargers, enclosures, power conversion and power distribution products include the smelters listed in Annex I.
Based on these due diligence efforts, we do not have sufficient information to conclusively determine the countries of origin of the Subject Minerals in our products or whether the Subject Minerals in our products are from recycled or scrap sources. However, based on the information obtained during our due diligence, we believe that the countries of origin of the Subject Minerals contained in our products include the countries listed in Annex II attached, as well as recycled and scrap sources.
As permitted by the Conflict Minerals Rules and guidance from the SEC, this report has not been, and is not required, to be audited.
We have provided information as of the date of this report. Subsequent events, such as the inability or unwillingness of any suppliers or smelters to comply with our requests or due diligence may affect our future determinations under Rule 13p-1 promulgated under the Exchange Act.
Annex I
Process Facilities
as of December 31, 2023
| Subject Metal: | Facility Name of Smelter or Refiner: | County Location: | ||||||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | ||||||
| Gold | Agosi AG | Germany | ||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | ||||||
| Gold | Argor-Heraeus S.A. | Switzerland | ||||||
| Gold | Asahi Pretec Corp. | Japan | ||||||
| Gold | Aurubis AG | Germany | ||||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | ||||||
| Gold | Advanced Chemical Company | United States Of America | ||||||
| Gold | C. Hafner GmbH + Co. KG | Germany | ||||||
| Gold | Asaka Riken Co., Ltd. | Japan | ||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||||||
| Gold | Caridad | Mexico | ||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | ||||||
| Gold | Boliden AB | Sweden | ||||||
| Gold | Cendres + Metaux S.A. | Switzerland | ||||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | ||||||
| Gold | Dowa | Japan | ||||||
| Gold | Chugai Mining | Japan | ||||||
| Gold | DSC (Do Sung Corporation) | Korea, Republic Of | ||||||
| Gold | JSC Novosibirsk Refinery | Russian Federation | ||||||
| Gold | LT Metal Ltd. | Korea, Republic Of | ||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | ||||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | ||||||
| Gold | Heimerle + Meule GmbH | Germany | ||||||
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | ||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | ||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | ||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | ||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | ||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | ||||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | ||||||
| Gold | Asahi Refining Canada Ltd. | Canada | ||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | ||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | ||||||
| Gold | Kazzinc | Kazakhstan | ||||||
| Gold | Heraeus Germany GmbH Co. KG | Germany | ||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||||||
| Gold | Metalor Technologies S.A. | Switzerland | ||||||
| Gold | Mitsubishi Materials Corporation | Japan | ||||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | ||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | ||||||
| Gold | Materion | United States Of America | ||||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | ||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | ||||||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | ||||||
| Gold | Nihon Material Co., Ltd. | Japan | ||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | ||||||
| Gold | Jiangxi Copper Co., Ltd. | China | ||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | ||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||||||
| Gold | PX Precinox S.A. | Switzerland | ||||||
| Gold | Royal Canadian Mint | Canada | ||||||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan, Province Of China | ||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | ||||||
| Gold | Torecom | Korea, Republic Of | ||||||
| Gold | United Precious Metal Refining, Inc. | United States Of America | ||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | ||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | ||||||
| Gold | Shandong Gold Smelting Co., Ltd. | China | ||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | ||||||
| Gold | Morris and Watson | New Zealand | ||||||
| Gold | SAFINA A.S. | Czechia | ||||||
| Gold | Yokohama Metal Co., Ltd. | Japan | ||||||
| Gold | Umicore Precious Metals Thailand | Thailand | ||||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | ||||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | ||||||
| Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | ||||||
| Gold | Guangdong Jinding Gold Limited | China | ||||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | ||||||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province Of China | ||||||
| Gold | Emirates Gold DMCC | United Arab Emirates | ||||||
| Gold | Sudan Gold Refinery | Sudan | ||||||
| Gold | SAAMP | France | ||||||
| Gold | Italpreziosi | Italy | ||||||
| Gold | AU Traders and Refiners | South Africa | ||||||
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | ||||||
| Gold | Modeltech Sdn Bhd | Malaysia | ||||||
| Gold | Planta Recuperadora de Metales SpA | Chile | ||||||
| Gold | ABC Refinery Pty Ltd. | Australia | ||||||
| Gold | NH Recytech Company | Korea, Republic Of | ||||||
| Gold | International Precious Metal Refiners | United Arab Emirates | ||||||
| Gold | T.C.A S.p.A | Italy | ||||||
| Gold | Metalor USA Refining Corporation | United States Of America | ||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | ||||||
| Gold | Augmont Enterprises Private Limited | India | ||||||
| Gold | Kundan Care Products Ltd. | India | ||||||
| Gold | REMONDIS PMR B.V. | Netherlands | ||||||
| Gold | Fujairah Gold FZC | United Arab Emirates | ||||||
| Gold | Abington Reldan Metals, LLC | United States Of America | ||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||||||
| Gold | MKS PAMP SA | Switzerland | ||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | ||||||
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | ||||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||||||
| Gold | Coimpa Industrial LTDA | Brazil | ||||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province Of China | ||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | ||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | ||||||
| Gold | Gold by Gold Colombia | Colombia | ||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | ||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | ||||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | ||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | ||||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | ||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | ||||||
| Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | ||||||
| Gold | Marsam Metals | Brazil | ||||||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | ||||||
| Gold | Shenzhen CuiLu Gold Co., Ltd. | China | ||||||
| Gold | L'Orfebre S.A. | Andorra | ||||||
| Gold | 8853 S.p.A. | Italy | ||||||
| Gold | Pease & Curren | United States Of America | ||||||
| Gold | JALAN & Company | India | ||||||
| Gold | African Gold Refinery | Uganda | ||||||
| Gold | Gold Coast Refinery | Ghana | ||||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | ||||||
| Gold | Chimet S.p.A. | Italy | ||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | ||||||
| Gold | CGR Metalloys Pvt Ltd. | India | ||||||
| Gold | Sovereign Metals | India | ||||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | ||||||
| Gold | K.A. Rasmussen | Norway | ||||||
| Gold | MD Overseas | India | ||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | ||||||
| Gold | Istanbul Gold Refinery | Turkey | ||||||
| Gold | Japan Mint | Japan | ||||||
| Gold | Asahi Refining USA Inc. | United States Of America | ||||||
| Gold | JSC Uralelectromed | Russian Federation | ||||||
| Gold | Kennecott Utah Copper LLC | United States Of America | ||||||
| Gold | Lingbao Gold Co., Ltd. | China | ||||||
| Gold | WEEEREFINING | France | ||||||
| Gold | Dongwu Gold Group | China | ||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | ||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | ||||||
| Gold | Sabin Metal Corp. | United States Of America | ||||||
| Gold | Samduck Precious Metals | Korea, Republic Of | ||||||
| Gold | Samwon Metals Corp. | Korea, Republic Of | ||||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | ||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | ||||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | ||||||
| Gold | Valcambi S.A. | Switzerland | ||||||
| Gold | Yamakin Co., Ltd. | Japan | ||||||
| Gold | Industrial Refining Company | Belgium | ||||||
| Gold | Shirpur Gold Refinery Ltd. | India | ||||||
| Gold | Albino Mountinho Lda. | Portugal | ||||||
| Gold | WIELAND Edelmetalle GmbH | Germany | ||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||||||
| Gold | Sai Refinery | India | ||||||
| Gold | Bangalore Refinery | India | ||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | ||||||
| Gold | Safimet S.p.A | Italy | ||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | ||||||
| Gold | QG Refining, LLC | United States Of America | ||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | ||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | ||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | ||||||
| Gold | Alexy Metals | United States Of America | ||||||
| Gold | Metallix Refining Inc. | United States Of America | ||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | ||||||
| Gold | Sam Precious Metals | United Arab Emirates | ||||||
| Gold | GG Refinery Ltd. | Tanzania, United Republic Of | ||||||
| Tantalum | Smelter Not Listed | China | ||||||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | ||||||
| Tantalum | F&X Electro-Materials Ltd. | China | ||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | ||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||||||
| Tantalum | Mineracao Taboca S.A. | Brazil | ||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | ||||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||||||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||||||
| Tantalum | Telex Metals | United States Of America | ||||||
| Tantalum | AMG Brasil | Brazil | ||||||
| Tantalum | FIR Metals & Resource Ltd. | China | ||||||
| Tantalum | D Block Metals, LLC | United States Of America | ||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||||||
| Tantalum | KEMET de Mexico | Mexico | ||||||
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan | ||||||
| Tantalum | Materion Newton Inc. | United States Of America | ||||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | ||||||
| Tantalum | Global Advanced Metals Boyertown | United States Of America | ||||||
| Tantalum | QuantumClean | United States Of America | ||||||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | China | ||||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | ||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||||||
| Tantalum | PowerX Ltd. | Rwanda | ||||||
| Tantalum | TANIOBIS Co., Ltd. | Thailand | ||||||
| Tantalum | TANIOBIS GmbH | Germany | ||||||
| Tantalum | Global Advanced Metals Aizu | Japan | ||||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | ||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | ||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||||||
| Tantalum | NPM Silmet AS | Estonia | ||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | ||||||
| Tantalum | 5D Production OU | Estonia | ||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | ||||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | ||||||
| Tin | EM Vinto | Bolivia (Plurinational State Of) | ||||||
| Tin | Fenix Metals | Poland | ||||||
| Tin | Alpha | United States Of America | ||||||
| Tin | PT Premium Tin Indonesia | Indonesia | ||||||
| Tin | Dowa | Japan | ||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | ||||||
| Tin | China Tin Group Co., Ltd. | China | ||||||
| Tin | Mineracao Taboca S.A. | Brazil | ||||||
| Tin | Metallic Resources, Inc. | United States Of America | ||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | ||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||||||
| Tin | PT Artha Cipta Langgeng | Indonesia | ||||||
| Tin | PT Babel Inti Perkasa | Indonesia | ||||||
| Tin | PT Belitung Industri Sejahtera | Indonesia | ||||||
| Tin | PT Bukit Timah | Indonesia | ||||||
| Tin | PT Timah Nusantara | Indonesia | ||||||
| Tin | PT Tommy Utama | Indonesia | ||||||
| Tin | Novosibirsk Tin Combine | Russian Federation | ||||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | ||||||
| Tin | PT Bangka Tin Industry | Indonesia | ||||||
| Tin | PT Mitra Stania Prima | Indonesia | ||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | ||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||||||
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | ||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | ||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | ||||||
| Tin | CV Venus Inti Perkasa | Indonesia | ||||||
| Tin | PT Tirus Putra Mandiri | Indonesia | ||||||
| Tin | Smelter Not Listed | Indonesia | ||||||
| Tin | Resind Industria e Comercio Ltda. | Brazil | ||||||
| Tin | Aurubis Beerse | Belgium | ||||||
| Tin | PT Sukses Inti Makmur | Indonesia | ||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | ||||||
| Tin | PT Bangka Serumpun | Indonesia | ||||||
| Tin | CV Ayi Jaya | Indonesia | ||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | ||||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | ||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | ||||||
| Tin | PT Cipta Persada Mulia | Indonesia | ||||||
| Tin | Super Ligas | Brazil | ||||||
| Tin | Minsur | Peru | ||||||
| Tin | Aurubis Berango | Spain | ||||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | ||||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | ||||||
| Tin | PT Timah Tbk Kundur | Indonesia | ||||||
| Tin | PT Tinindo Inter Nusa | Indonesia | ||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | ||||||
| Tin | Pongpipat Company Limited | Myanmar | ||||||
| Tin | Smelter Not Listed | China | ||||||
| Tin | Rui Da Hung | Taiwan, Province Of China | ||||||
| Tin | CRM Synergies | Spain | ||||||
| Tin | Melt Metais e Ligas S.A. | Brazil | ||||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||||||
| Tin | Mining Minerals Resources SARL | Congo, Democratic Republic Of The | ||||||
| Tin | Smelter Not Listed | Japan | ||||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | ||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | ||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | ||||||
| Tin | PT Menara Cipta Mulia | Indonesia | ||||||
| Tin | Modeltech Sdn Bhd | Malaysia | ||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | ||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | ||||||
| Tin | Estanho de Rondonia S.A. | Brazil | ||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | ||||||
| Tin | Smelter Not Listed | Malaysia | ||||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||||||
| Tin | Mitsubishi Materials Corporation | Japan | ||||||
| Tin | PT Panca Mega Persada | Indonesia | ||||||
| Tin | PT Prima Timah Utama | Indonesia | ||||||
| Tin | PT Refined Bangka Tin | Indonesia | ||||||
| Tin | PT Sariwiguna Binasentosa | Indonesia | ||||||
| Tin | PT Timah Tbk Mentok | Indonesia | ||||||
| Tin | Thaisarco | Thailand | ||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||||||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | ||||||
| Tin | PT Bangka Prima Tin | Indonesia | ||||||
| Tin | Smelter Not Listed | China | ||||||
| Tin | Tin Technology & Refining | United States Of America | ||||||
| Tin | Luna Smelter, Ltd. | Rwanda | ||||||
| Tin | Precious Minerals and Smelting Limited | India | ||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | ||||||
| Tin | PT Mitra Sukses Globalindo | Indonesia | ||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | ||||||
| Tin | DS Myanmar | Myanmar | ||||||
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | ||||||
| Tungsten | A.L.M.T. Corp. | Japan | ||||||
| Tungsten | Kennametal Huntsville | United States Of America | ||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | ||||||
| Tungsten | Global Tungsten & Powders LLC | United States Of America | ||||||
| Tungsten | Hunan Jintai New Material Co., Ltd. | China | ||||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | ||||||
| Tungsten | Kennametal Fallon | United States Of America | ||||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | ||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||||||
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China | ||||||
| Tungsten | Masan High-Tech Materials | Viet Nam | ||||||
| Tungsten | Niagara Refining LLC | United States Of America | ||||||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | ||||||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province Of China | ||||||
| Tungsten | Hubei Green Tungsten Co., Ltd. | China | ||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | ||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||||||
| Tungsten | ACL Metais Eireli | Brazil | ||||||
| Tungsten | Moliren Ltd. | Russian Federation | ||||||
| Tungsten | OOO “Technolom” 1 | Russian Federation | ||||||
| Tungsten | LLC Vostok | Russian Federation | ||||||
| Tungsten | Tungsten Vietnam Joint Stock Company | Viet Nam | ||||||
| Tungsten | Smelter Not Listed | Viet Nam | ||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | ||||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | ||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | ||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||||||
| Tungsten | HANNAE FOR T Co., Ltd. | Korea, Republic Of | ||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | ||||||
| Tungsten | Cronimet Brasil Ltda | Brazil | ||||||
| Tungsten | Artek LLC | Russian Federation | ||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||||||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | ||||||
| Tungsten | OOO “Technolom” 2 | Russian Federation | ||||||
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | Korea, Republic Of | ||||||
| Tungsten | Smelter Not Listed | Taiwan, Province Of China | ||||||
| Tungsten | Smelter Not Listed | China | ||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | ||||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | ||||||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | ||||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | ||||||
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | China | ||||||
| Tungsten | Nam Viet Cromit Joint Stock Company | Viet Nam | ||||||
Annex II
Countries of Origin
| Andorra | Myanmar | |||||||||||||
| Australia | Netherlands | |||||||||||||
| Austria | New Zealand | |||||||||||||
| Belgium | Norway | |||||||||||||
| Bolivia (Plurinational State of) | Peru | |||||||||||||
| Brazil | Philippines | |||||||||||||
| Canada | Poland | |||||||||||||
| Chile | Portugal | |||||||||||||
| China | Russian Federation * | |||||||||||||
| Columbia | Rwanda ** | |||||||||||||
| Congo, Democratic Republic Of The ** | Saudi Arabia | |||||||||||||
| Czechia | Singapore | |||||||||||||
| Estonia | South Africa | |||||||||||||
| France | Spain | |||||||||||||
| Germany | Sudan | |||||||||||||
| Ghana | Sweden | |||||||||||||
| India | Switzerland | |||||||||||||
| Indonesia | Taiwan, Province of China | |||||||||||||
| Italy | Tanzania, United Republic Of ** | |||||||||||||
| Japan | Thailand | |||||||||||||
| Kazakhstan | Turkey | |||||||||||||
| Korea, Republic of | Uganda ** | |||||||||||||
| Kyrgyzstan | United Arab Emirates | |||||||||||||
| Lithuania | United States of America | |||||||||||||
| Malaysia | Uzbekistan | |||||||||||||
| Mexico | Vietnam | |||||||||||||
| Zimbabwe | ||||||||||||||
| * | EnerSys does not directly import gold from the Russian Federation. If any gold in products supplied to us was from any Russian Federation gold smelter or refinery, it would have been substantially transformed prior to receipt and incorporation into our finished products. | ||||
| ** | The DRC or adjoining country. | ||||