UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
EnerSys
(Exact name of registrant as specified in its charter)
| Delaware | 001-32253 | 23-3058564 | ||||||||||||
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
| 2366 Bernville Road, Reading, Pennsylvania | 19605 | |||||||
| (Address of principal executive offices) | (Zip Code) | |||||||
| Andrea J. Funk, Chief Financial Officer, (610) 208-1991 | ||||||||
| (Name and telephone number, including area code, of the person to contact in connection with this report.) | ||||||||
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022 | ||||
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
EnerSys has filed a Conflict Minerals Report as Exhibit 1.01 to this specialized disclosure report, incorporated herein by reference. The Conflict Minerals Report is also available at www.enersys.com under the Investor Relations tab. The website and the information accessible through it are not incorporated into this specialized disclosure report.
Item 1.02 Exhibit
See Exhibit 1.01 to this specialized disclosure report, incorporated herein by reference.
Item 2.01 Exhibits
Exhibit 1.01 - Conflict Minerals Report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
ENERSYS
(Registrant)
| By: | /s/ Andrea J. Funk | May 31, 2023 | ||||||||||||||||||||||||
| Name: | Andrea J. Funk | (Date) | ||||||||||||||||||||||||
| Title: | Chief Financial Officer | |||||||||||||||||||||||||
EXHIBIT INDEX
| Exhibit Number | Description | |||||||
| 1.01 | ||||||||
Exhibit 1.01
CONFLICT MINERALS REPORT
for the Calendar Year Ended December 31, 2022
Date: May 31, 2023
Introduction
EnerSys (the “Company,” “we,” or “us”) is a world leader in energy storage and power solutions for industrial applications. We design, manufacture, and distribute energy systems solutions, motive power batteries, specialty batteries, battery chargers, power equipment, battery accessories and outdoor thermal equipment enclosures solutions for a global customer base. Energy Systems, which combine power conversion, power distribution, energy storage, and thermally managed enclosures, are used in the telecommunication, broadband, data center, and utility industries, for uninterruptible power and numerous other applications requiring stored energy solutions. Motive Power batteries and chargers are utilized in electric forklift trucks, automated guided vehicles, and other industrial electric powered vehicles. Specialty batteries are used in aerospace and defense applications, large over the road trucks, and premium automotive and medical. Our business is highly decentralized with manufacturing locations throughout the world. Much of our manufacturing capacity is located outside the United States. More specifically, we currently have significant manufacturing or distribution facilities outside of the United States, in Argentina, Australia, Belgium, Brazil, Canada, Czechia, France, Germany, Italy, Malaysia, Mexico, the People’s Republic of China, Poland, Spain, Switzerland and the United Kingdom.
The Securities and Exchange Commission (the “SEC”) issued final rules (the “Conflict Minerals Rules”) to implement Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires companies that file reports under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), including EnerSys, provide disclosures about conflict minerals that are “necessary to the functionality or production of a product manufactured by the company.” “Conflict Minerals”, for purposes of these Conflict Minerals Rules, are defined by the SEC to be gold, columbite-tantalite (or coltan, as it is also called), cassiterite, and wolframite, including their derivatives, which are limited to, by the SEC’s rule, tantalum, tin, and tungsten, that originated in the Democratic Republic of the Congo (“DRC”) and certain adjoining countries (collectively with the DRC, the “Covered Countries”).
In accordance with SEC rules, the information in this report includes the activities of all majority-owned subsidiaries and entities that are required to be consolidated under U.S. Generally Accepted Accounting Principles. Furthermore, under the Conflict Minerals Rules, acquisitions are required to be included in the Company’s first filing that occurs no more than eight months after the acquisition date. Moreover, any businesses that were divested, sold or otherwise disposed of, during the reporting period were only included in our procedures through the transaction disposition date.
These Conflict Minerals Rules require companies like EnerSys to undertake a three-step process. First, we need to determine if these rules apply by determining if Conflict Minerals are necessary to the functionality or production of products that we manufacture or contract to be manufactured. Second, if the rules apply, we are required to conduct a reasonable country of origin inquiry (“RCOI”) to determine if the Conflict Minerals in our supply chain during the calendar year originated from the Covered Countries. Third, if we are unable to draw a conclusion from our RCOI, we are required to exercise due diligence on the Conflict Minerals’ source and chain of custody and to prepare a more detailed Conflict Minerals Report.
Determination of Applicability of Conflict Minerals Rules
We have determined that (a) tin (the “Battery Conflict Mineral”) is necessary to the functionality or production of our lead-acid batteries and (b) gold, tantalum and tin (the “Electronics Conflict Minerals,” and together with Battery Conflict Mineral, the “Subject Minerals”) are generic electronic components, for circuit boards, resistors, capacitors, and transformers, which we use in our battery chargers, power conversion and power distribution products and accordingly are necessary to the functionality or production of such products.
Reasonable Country of Origin Inquiry
Pursuant to the Conflict Minerals Rules, we conducted a good faith RCOI regarding the Subject Minerals to determine whether the Company had reason to believe that any of the conflict minerals necessary to the functionality or production of its products may have originated in the Covered Countries. The Company relied upon guidance from the Responsible Minerals Initiative (“RMI”) (formerly, Conflict-Free Sourcing Initiative) and used the RMI’s Conflict Minerals Reporting Template (“CMRT”) as part of our RCOI process. After identifying relevant suppliers, the Company then conducted a supply chain survey, based on the current version of the CMRT. In addition, EnerSys cross-referenced our list of suppliers and smelters with the RMI RCOI data, as well as our review of publicly available information and we have identified the country of origin information of the Subject Minerals contained in our products. We believe that this inquiry was reasonably designed to determine whether any of such minerals originated in the Covered Countries, or were derived from recycled or scrap sources. Based upon the inquiry undertaken, we were unable to conclude that the Subject Minerals did not originate in the Covered Countries or that the Subject Minerals are solely from scrap or recycled sources. Accordingly, as required by the Conflict Minerals Rules, because we were unable to conclude the country of origin of the Subject Minerals, we must exercise due diligence on their source and chain of custody.
Due Diligence
We designed our due diligence measures to conform to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the related supplements on tantalum, tin, tungsten, and gold (collectively, the “OECD Framework”). Consistent with the OECD Framework, we undertook a risk-based approach based upon our position in the supply chain for both the Battery Conflict Mineral and the Electronics Conflict Minerals.
The Company determined that a reasonable risk based approach was to conduct a survey of direct suppliers if the components and materials supplied suggested they were likely to contain Conflict Minerals. We also conducted interviews with suppliers and vendors and, as part of our normal course of business, conducted on-site due diligence. The Company’s due diligence processes are based on the data received from direct suppliers and those suppliers seeking similar information within their supply chains. The Company determined that it was not practical to conduct a survey of all suppliers in its supply chain.
All of our suppliers and vendors are required to comply with our Code of Supplier Conduct, which covers Conflict Minerals from the Covered Countries, and our purchasing department reviewed supplier and vendor compliance with the same. Our purchasing department continues to incorporate compliance with the Conflict Minerals Rules into its purchase orders and supply agreements. We believe that, as a result, we were able to identify and assess risk in our supply chain based on a number of factors, including, but not limited to, annual spend and geographic location.
With respect to our Battery Conflict Mineral, most suppliers indicated that such tin originated
from scrap or recycled sources.
With respect to the Electronics Conflict Minerals used, many of our electronics component suppliers were unable to assist EnerSys in tracing those relevant component parts to their original manufacturer or processor. Based upon the due diligence we undertook, we note that we did not receive any information that indicated such Electronics Conflict Minerals originated from the Covered Countries. Many of the key electronics distributors have provided statements that they support the initiatives and are seeking all their suppliers to be “conflict-free”.
The Company has taken, or intends to take, the following steps to improve the due diligence conducted to further mitigate any risk that the necessary Subject Minerals in our products could originate from the Covered Countries:
•Continue to evaluate upstream sources through a broader set of tools to evaluate risk. These include, but are not limited to:
◦Using a comprehensive smelter and refiner library with detailed status and notes for each entity.
◦Scanning for verifiable media sources on each smelter and refiner to flag risk issues.
◦Comparing the list of smelters/refiners against government watch and denied parties lists.
•Engage with suppliers more closely, and provide more information and training resources regarding responsible sourcing of 3TGs.
•Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from such suppliers.
•Continue to include a conflict minerals flow-down clause in new or renewed supplier contracts, as well as included in the terms and conditions of each purchase order issued.
•Follow the OECD Guidance process, increase the emphasis on clean and validated smelter and refiner information from the supply chain through feedback and detailed smelter analysis.
Product Description
The relevant products covered by this report are:
Lead-Acid Batteries. Our lead-acid batteries are used as energy storage solutions for:
•energy systems products, which are used for backup power for the continuous operation of critical applications in telecommunications systems, broadband and utility industries, uninterruptible power supplies, and numerous unique applications requiring stored energy solutions;
•motive power products, which are used to provide power for electric industrial forklifts used in manufacturing, warehousing and other material handling applications, as well as mining equipment, diesel locomotive starting and other rail equipment; and
•specialty power products, used in aerospace and defense applications, large over-the-road trucks, premium automotive, medical and security systems applications.
Battery Chargers. Our battery chargers are used with both energy systems products and motive power products, as each are described above. As a downstream consumer of electronics components and
due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide us with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our battery chargers. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Enclosures. Our cabinets and enclosures for electronic equipment and batteries are used with energy systems products. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide EnerSys with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our enclosures. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Power Conversion and Distribution. Our power conversion and power distribution products are part of our energy system solutions. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide EnerSys with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our power conversion and power distribution products. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Determination
Based on the information obtained during our due diligence through December 31, 2022, we believe that the facilities that may have been used to process the Subject Minerals in our lead-acid batteries, battery chargers, enclosures, power conversion and power distribution products include the smelters listed in Annex I.
Based on these due diligence efforts, we do not have sufficient information to conclusively determine the countries of origin of the Subject Minerals in our products or whether the Subject Minerals in our products are from recycled or scrap sources. However, based on the information obtained during our due diligence, we believe that the countries of origin of the Subject Minerals contained in our products include the countries listed in Annex II attached, as well as recycled and scrap sources.
As permitted by the Conflict Minerals Rules and guidance from the SEC, this report has not been, and is not required, to be audited.
We have provided information as of the date of this report. Subsequent events, such as the inability or unwillingness of any suppliers or smelters to comply with our requests or due diligence may affect our future determinations under Rule 13p-1 promulgated under the Exchange Act.
Annex I
Process Facilities
as of December 31, 2022
| Subject Metal: | Facility Name of Smelter or Refiner: | County Location: | ||||||
| Gold | Advanced Chemical Company | United States Of America | ||||||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | ||||||
| Gold | Agosi AG | Germany | ||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | ||||||
| Gold | Argor-Heraeus S.A. | Switzerland | ||||||
| Gold | Asahi Pretec Corp. | Japan | ||||||
| Gold | Asaka Riken Co., Ltd. | Japan | ||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | ||||||
| Gold | Aurubis AG | Germany | ||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||||||
| Gold | Boliden AB | Sweden | ||||||
| Gold | C. Hafner GmbH + Co. KG | Germany | ||||||
| Gold | Caridad | Mexico | ||||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | ||||||
| Gold | Cendres + Metaux S.A. | Switzerland | ||||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | ||||||
| Gold | Chimet S.p.A. | Italy | ||||||
| Gold | Chugai Mining | Japan | ||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | ||||||
| Gold | DSC (Do Sung Corporation) | Korea, Republic Of | ||||||
| Gold | Dowa | Japan | ||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | ||||||
| Gold | JSC Novosibirsk Refinery | Russian Federation | ||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | ||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | ||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | ||||||
| Gold | LT Metal Ltd. | Korea, Republic Of | ||||||
| Gold | Heimerle + Meule GmbH | Germany | ||||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | ||||||
| Gold | Heraeus Germany GmbH Co. KG | Germany | ||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | ||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | ||||||
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | ||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||||||
| Gold | Istanbul Gold Refinery | Turkey | ||||||
| Gold | Japan Mint | Japan | ||||||
| Gold | Jiangxi Copper Co., Ltd. | China | ||||||
| Gold | Asahi Refining USA Inc. | United States Of America | ||||||
| Gold | Asahi Refining Canada Ltd. | Canada | ||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | ||||||
| Gold | JSC Uralelectromed | Russian Federation | ||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | ||||||
| Gold | Kazzinc | Kazakhstan | ||||||
| Gold | Kennecott Utah Copper LLC | United States Of America | ||||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | ||||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | ||||||
| Gold | Lingbao Gold Co., Ltd. | China | ||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | ||||||
| Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | ||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | ||||||
| Gold | Materion | United States Of America | ||||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | ||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | ||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||||||
| Gold | Metalor Technologies S.A. | Switzerland | ||||||
| Gold | Metalor USA Refining Corporation | United States Of America | ||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | ||||||
| Gold | Mitsubishi Materials Corporation | Japan | ||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | ||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | ||||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||||||
| Gold | Nihon Material Co., Ltd. | Japan | ||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | ||||||
| Gold | MKS PAMP SA | Switzerland | ||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | ||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | ||||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||||||
| Gold | PX Precinox S.A. | Switzerland | ||||||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | ||||||
| Gold | Royal Canadian Mint | Canada | ||||||
| Gold | Sabin Metal Corp. | United States Of America | ||||||
| Gold | Samduck Precious Metals | Korea, Republic Of | ||||||
| Gold | Samwon Metals Corp. | Korea, Republic Of | ||||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | ||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | ||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | ||||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province Of China | ||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||||||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan, Province Of China | ||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | ||||||
| Gold | Shandong Gold Smelting Co., Ltd. | China | ||||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | ||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | ||||||
| Gold | Torecom | Korea, Republic Of | ||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||||||
| Gold | United Precious Metal Refining, Inc. | United States Of America | ||||||
| Gold | Valcambi S.A. | Switzerland | ||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | ||||||
| Gold | Yamakin Co., Ltd. | Japan | ||||||
| Gold | Yokohama Metal Co., Ltd. | Japan | ||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | ||||||
| Gold | Morris and Watson | New Zealand | ||||||
| Gold | SAFINA A.S. | Czechia | ||||||
| Gold | Guangdong Jinding Gold Limited | China | ||||||
| Gold | Umicore Precious Metals Thailand | Thailand | ||||||
| Gold | Geib Refining Corporation | United States Of America | ||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | ||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | ||||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | ||||||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province Of China | ||||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | ||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | ||||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | ||||||
| Gold | Emirates Gold DMCC | United Arab Emirates | ||||||
| Gold | International Precious Metal Refiners | United Arab Emirates | ||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | ||||||
| Gold | Sudan Gold Refinery | Sudan | ||||||
| Gold | T.C.A S.p.A | Italy | ||||||
| Gold | REMONDIS PMR B.V. | Netherlands | ||||||
| Gold | Fujairah Gold FZC | United Arab Emirates | ||||||
| Gold | Industrial Refining Company | Belgium | ||||||
| Gold | Shirpur Gold Refinery Ltd. | India | ||||||
| Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | ||||||
| Gold | Marsam Metals | Brazil | ||||||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | ||||||
| Gold | Abington Reldan Metals, LLC | United States Of America | ||||||
| Gold | Shenzhen CuiLu Gold Co., Ltd. | China | ||||||
| Gold | Albino Mountinho Lda. | Portugal | ||||||
| Gold | SAAMP | France | ||||||
| Gold | L'Orfebre S.A. | Andorra | ||||||
| Gold | 8853 S.p.A. | Italy | ||||||
| Gold | Italpreziosi | Italy | ||||||
| Gold | WIELAND Edelmetalle GmbH | Germany | ||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||||||
| Gold | AU Traders and Refiners | South Africa | ||||||
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | ||||||
| Gold | Sai Refinery | India | ||||||
| Gold | Modeltech Sdn Bhd | Malaysia | ||||||
| Gold | Bangalore Refinery | India | ||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | ||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | ||||||
| Gold | Pease & Curren | United States Of America | ||||||
| Gold | JALAN & Company | India | ||||||
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | ||||||
| Gold | Planta Recuperadora de Metales SpA | Chile | ||||||
| Gold | ABC Refinery Pty Ltd. | Australia | ||||||
| Gold | Safimet S.p.A | Italy | ||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | ||||||
| Gold | African Gold Refinery | Uganda | ||||||
| Gold | Gold Coast Refinery | Ghana | ||||||
| Gold | NH Recytech Company | Korea, Republic Of | ||||||
| Gold | QG Refining, LLC | United States Of America | ||||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | ||||||
| Gold | CGR Metalloys Pvt Ltd. | India | ||||||
| Gold | Sovereign Metals | India | ||||||
| Gold | C.I Metales Procesados Industriales SAS | Colombia | ||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | ||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | ||||||
| Gold | Augmont Enterprises Private Limited | India | ||||||
| Gold | Kundan Care Products Ltd. | India | ||||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | ||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | ||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | ||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | ||||||
| Gold | K.A. Rasmussen | Norway | ||||||
| Gold | Alexy Metals | United States Of America | ||||||
| Gold | Sancus ZFS (L’Orfebre, SA) | Colombia | ||||||
| Gold | Sellem Industries Ltd. | Mauritania | ||||||
| Gold | MD Overseas | India | ||||||
| Gold | Metallix Refining Inc. | United States Of America | ||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | ||||||
| Gold | WEEEREFINING | France | ||||||
| Gold | Gold by Gold Colombia | Colombia | ||||||
| Gold | Dongwu Gold Group | China | ||||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||||||
| Tantalum | F&X Electro-Materials Ltd. | China | ||||||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | ||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | ||||||
| Tantalum | AMG Brasil | Brazil | ||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||||||
| Tantalum | Mineracao Taboca S.A. | Brazil | ||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | ||||||
| Tantalum | NPM Silmet AS | Estonia | ||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||||||
| Tantalum | QuantumClean | United States Of America | ||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | ||||||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | ||||||
| Tantalum | Telex Metals | United States Of America | ||||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||||||
| Tantalum | D Block Metals, LLC | United States Of America | ||||||
| Tantalum | FIR Metals & Resource Ltd. | China | ||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||||||
| Tantalum | KEMET de Mexico | Mexico | ||||||
| Tantalum | TANIOBIS Co., Ltd. | Thailand | ||||||
| Tantalum | TANIOBIS GmbH | Germany | ||||||
| Tantalum | Materion Newton Inc. | United States Of America | ||||||
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan | ||||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | ||||||
| Tantalum | Global Advanced Metals Boyertown | United States Of America | ||||||
| Tantalum | Global Advanced Metals Aizu | Japan | ||||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | ||||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | ||||||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | China | ||||||
| Tantalum | 5D Production OU | Estonia | ||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | ||||||
| Tin | Alpha | United States Of America | ||||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | ||||||
| Tin | Smelter Not Listed | Indonesia | ||||||
| Tin | Dowa | Japan | ||||||
| Tin | EM Vinto | Bolivia (Plurinational State Of) | ||||||
| Tin | Estanho de Rondonia S.A. | Brazil | ||||||
| Tin | Fenix Metals | Poland | ||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | ||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | ||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||||||
| Tin | China Tin Group Co., Ltd. | China | ||||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||||||
| Tin | Metallic Resources, Inc. | United States Of America | ||||||
| Tin | Mineracao Taboca S.A. | Brazil | ||||||
| Tin | Minsur | Peru | ||||||
| Tin | Mitsubishi Materials Corporation | Japan | ||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | ||||||
| Tin | Novosibirsk Tin Combine | Russian Federation | ||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | ||||||
| Tin | PT Artha Cipta Langgeng | Indonesia | ||||||
| Tin | PT Babel Inti Perkasa | Indonesia | ||||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | ||||||
| Tin | Smelter Not Listed | Indonesia | ||||||
| Tin | PT Belitung Industri Sejahtera | Indonesia | ||||||
| Tin | PT Bukit Timah | Indonesia | ||||||
| Tin | PT Mitra Stania Prima | Indonesia | ||||||
| Tin | PT Panca Mega Persada | Indonesia | ||||||
| Tin | PT Prima Timah Utama | Indonesia | ||||||
| Tin | PT Refined Bangka Tin | Indonesia | ||||||
| Tin | PT Sariwiguna Binasentosa | Indonesia | ||||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | ||||||
| Tin | PT Timah Tbk Kundur | Indonesia | ||||||
| Tin | PT Timah Tbk Mentok | Indonesia | ||||||
| Tin | PT Timah Nusantara | Indonesia | ||||||
| Tin | PT Tinindo Inter Nusa | Indonesia | ||||||
| Tin | PT Tommy Utama | Indonesia | ||||||
| Tin | Rui Da Hung | Taiwan, Province Of China | ||||||
| Tin | Thaisarco | Thailand | ||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||||||
| Tin | VQB Mineral and Trading Group JSC | Vietnam | ||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | ||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | ||||||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | ||||||
| Tin | CV Venus Inti Perkasa | Indonesia | ||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | ||||||
| Tin | PT Tirus Putra Mandiri | Indonesia | ||||||
| Tin | Melt Metais e Ligas S.A. | Brazil | ||||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||||||
| Tin | Smelter Not Listed | Indonesia | ||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy JSC | Vietnam | ||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | ||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | ||||||
| Tin | PT Rajehan Ariq | Indonesia | ||||||
| Tin | PT Cipta Persada Mulia | Indonesia | ||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam | ||||||
| Tin | Resind Industria e Comercio Ltda. | Brazil | ||||||
| Tin | Super Ligas | Brazil | ||||||
| Tin | Aurubis Beerse | Belgium | ||||||
| Tin | Aurubis Berango | Spain | ||||||
| Tin | Smelter Not Listed | Indonesia | ||||||
| Tin | PT Sukses Inti Makmur | Indonesia | ||||||
| Tin | PT Menara Cipta Mulia | Indonesia | ||||||
| Tin | Modeltech Sdn Bhd | Malaysia | ||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | ||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | ||||||
| Tin | PT Bangka Serumpun | Indonesia | ||||||
| Tin | Pongpipat Company Limited | Myanmar | ||||||
| Tin | Tin Technology & Refining | United States Of America | ||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | ||||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | ||||||
| Tin | Luna Smelter, Ltd. | Rwanda | ||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | ||||||
| Tin | Precious Minerals and Smelting Limited | India | ||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | ||||||
| Tin | PT Mitra Sukses Globalindo | Indonesia | ||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | ||||||
| Tin | CRM Synergies | Spain | ||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | ||||||
| Tin | DS Myanmar | Myanmar | ||||||
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | ||||||
| Tungsten | A.L.M.T. Corp. | Japan | ||||||
| Tungsten | Kennametal Huntsville | United States Of America | ||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | ||||||
| Tungsten | Global Tungsten & Powders LLC | United States Of America | ||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||||||
| Tungsten | Hunan Jintai New Material Co., Ltd. | China | ||||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | ||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | ||||||
| Tungsten | Kennametal Fallon | United States Of America | ||||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | ||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | ||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | ||||||
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China | ||||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | ||||||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | ||||||
| Tungsten | Masan High-Tech Materials | Vietnam | ||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||||||
| Tungsten | Niagara Refining LLC | United States Of America | ||||||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | ||||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | ||||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | ||||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | ||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||||||
| Tungsten | ACL Metais Eireli | Brazil | ||||||
| Tungsten | Moliren Ltd. | Russian Federation | ||||||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | ||||||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province Of China | ||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | ||||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | ||||||
| Tungsten | Hubei Green Tungsten Co., Ltd. | China | ||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | ||||||
| Tungsten | Cronimet Brasil Ltda | Brazil | ||||||
| Tungsten | Artek LLC | Russian Federation | ||||||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | ||||||
| Tungsten | OOO “Technolom” 2 | Russian Federation | ||||||
| Tungsten | OOO “Technolom” 1 | Russian Federation | ||||||
| Tungsten | LLC Vostok | Russian Federation | ||||||
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | China | ||||||
| Tungsten | HANNAE FOR T Co., Ltd. | Korea, Republic Of | ||||||
Annex II
Countries of Origin
| Andorra | Myanmar | |||||||||||||
| Australia | Netherlands | |||||||||||||
| Austria | New Zealand | |||||||||||||
| Belgium | Norway | |||||||||||||
| Bolivia (Plurinational State of) | Peru | |||||||||||||
| Brazil | Philippines | |||||||||||||
| Canada | Poland | |||||||||||||
| Chile | Portugal | |||||||||||||
| China | Russian Federation | |||||||||||||
| Columbia | Rwanda | |||||||||||||
| Czechia | Saudi Arabia | |||||||||||||
| Estonia | Singapore | |||||||||||||
| France | South Africa | |||||||||||||
| Germany | Spain | |||||||||||||
| Ghana | Sudan | |||||||||||||
| India | Sweden | |||||||||||||
| Indonesia | Switzerland | |||||||||||||
| Italy | Taiwan, Province of China | |||||||||||||
| Japan | Thailand | |||||||||||||
| Kazakhstan | Turkey | |||||||||||||
| Korea, Republic of | Uganda | |||||||||||||
| Kyrgyzstan | United Arab Emirates | |||||||||||||
| Lithuania | United States of America | |||||||||||||
| Malaysia | Uzbekistan | |||||||||||||
| Mauritania | Vietnam | |||||||||||||
| Mexico | Zimbabwe | |||||||||||||