Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
EnerSys
(Exact name of registrant as specified in its charter)
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Delaware | | 001-32253 | | 23-3058564 |
(State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (IRS Employer Identification No.) |
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2366 Bernville Road, Reading, Pennsylvania | | 19605 |
(Address of principal executive offices) | | (Zip Code) |
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Michael J. Schmidtlein, Chief Financial Officer, (610) 208-1991 |
(Name and telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020 |
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
EnerSys has filed a Conflict Minerals Report as Exhibit 1.01 to this specialized disclosure report, incorporated herein by reference. The Conflict Minerals Report is also available at www.enersys.com under the Investor Relations tab. The website and the information accessible through it are not incorporated into this specialized disclosure report.
Item 1.02 Exhibit
See Exhibit 1.01 to this specialized disclosure report, incorporated herein by reference.
Item 2.01 Exhibits
Exhibit 1.01 - Conflict Minerals Report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
ENERSYS
(Registrant)
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By: | | /s/ Michael J. Schmidtlein | | | | | | May 28, 2021 |
Name: | | Michael J. Schmidtlein | | | | | | (Date) |
Title: | | Chief Financial Officer | | | | | | |
EXHIBIT INDEX
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Exhibit Number | | Description |
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1.01 | | Conflict Minerals Report |
Document
Exhibit 1.01
CONFLICT MINERALS REPORT
for the Calendar Year Ended December 31, 2020
Date: May 28, 2021
Introduction
EnerSys (the “Company,” “we,” or “us”) is, the global leader in stored energy solutions for industrial applications, manufactures and distributes energy systems solutions and motive power batteries, specialty batteries, battery chargers, power equipment, battery accessories and outdoor equipment enclosure solutions to customers worldwide. Energy Systems, which combine enclosures, power conversion, power distribution and energy storage, are used in the telecommunication, broadband and utility industries, uninterruptible power supplies, and numerous applications requiring stored energy solutions. Motive power batteries and chargers are utilized in electric forklift trucks and other industrial electric powered vehicles. Specialty batteries are used in aerospace and defense applications, large over-the-road trucks, premium automotive, medical and security systems applications. EnerSys also provides aftermarket and customer support services to its customers in over 100 countries through its sales and manufacturing locations around the world. With the recent NorthStar acquisition, EnerSys has solidified its position as the market leader for premium Thin Plate Pure Lead batteries which are sold across all three lines of business. Our business is highly decentralized with manufacturing locations throughout the world. Much of our manufacturing capacity is located outside the United States. More specifically, we currently have significant manufacturing or distribution facilities outside of the United States, in Argentina, Australia, Belgium, Brazil, Canada, Czechia, France, Germany, Italy, Malaysia, Mexico, the People’s Republic of China, Poland, Spain, Switzerland and the United Kingdom.
The Securities and Exchange Commission (the “SEC”) issued final rules (the “Conflict Minerals Rules”) to implement Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires companies that file reports under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), including EnerSys, provide disclosures about conflict minerals that are “necessary to the functionality or production of a product manufactured by the company.” “Conflict Minerals”, for purposes of these Conflict Minerals Rules, are defined by the SEC to be gold, columbite-tantalite (or coltan, as it is also called), cassiterite, and wolframite, including their derivatives, which are limited to, by the SEC’s rule, tantalum, tin, and tungsten, that originated in the Democratic Republic of the Congo (“DRC”) and certain adjoining countries (collectively with the DRC, the “Covered Countries”).
In accordance with SEC rules, the information in this report includes the activities of all majority-owned subsidiaries and entities that are required to be consolidated under U.S. Generally Accepted Accounting Principles. Furthermore, under the Conflict Minerals Rules, acquisitions are required to be included in the Company’s first filing that occurs no more than eight months after the acquisition date. Moreover, any businesses that were divested, sold or otherwise disposed of, during the reporting period were only included in our procedures through the transaction disposition date.
These Conflict Minerals Rules require companies like EnerSys to undertake a three-step process. First, we need to determine if these rules apply by determining if Conflict Minerals are necessary to the functionality or production of products that we manufacture or contract to be manufactured. Second, if the rules apply, we are required to conduct a reasonable country of origin inquiry (“RCOI”) to determine if the Conflict Minerals in our supply chain during the calendar year originated from the Covered Countries. Third, if we are unable to draw a conclusion from our RCOI, we are required to exercise due diligence on the Conflict Minerals’ source and chain of custody and to prepare a more detailed Conflict Minerals Report.
Determination of Applicability of Conflict Minerals Rules
We have determined that (a) tin (the “Battery Conflict Mineral”) is necessary to the functionality or production of our lead-acid batteries and (b) gold, tantalum and tin (the “Electronics Conflict Minerals,” and together with Battery Conflict Mineral, the “Subject Minerals”) are generic electronic components, for circuit boards, resistors, capacitors, and transformers, which we use in our battery chargers, power conversion and power distribution products and accordingly are necessary to the functionality or production of such products.
Reasonable Country of Origin Inquiry
Pursuant to the Conflict Minerals Rules, we conducted a good faith RCOI regarding the Subject Minerals to determine whether the Company had reason to believe that any of the conflict minerals necessary to the functionality or production of its products may have originated in the Covered Countries. The Company relied upon guidance from the Responsible Minerals Initiative (“RMI”) (formerly, Conflict-Free Sourcing Initiative) and used the RMI’s Conflict Minerals Reporting Template (“CMRT”) as part of our RCOI process. After identifying relevant suppliers, the Company then conducted a supply chain survey, based on the current version of the CMRT. In addition, EnerSys cross-referenced our list of suppliers and smelters with the RMI RCOI data, as well as our review of publicly available information and we have identified the country of origin information of the Subject Minerals contained in our products. We believe that this inquiry was reasonably designed to determine whether any of such minerals originated in the Covered Countries, or were derived from recycled or scrap sources. Based upon the inquiry undertaken, we were unable to conclude that the Subject Minerals did not originate in the Covered Countries or that the Subject Minerals are solely from scrap or recycled sources. Accordingly, as required by the Conflict Minerals Rules, because we were unable to conclude the country of origin of the Subject Minerals, we must exercise due diligence on their source and chain of custody.
Due Diligence
We designed our due diligence measures to conform to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the related supplements on tantalum, tin, tungsten, and gold (collectively, the “OECD Framework”). Consistent with the OECD Framework, we undertook a risk-based approach based upon our position in the supply chain for both the Battery Conflict Mineral and the Electronic Conflict Minerals.
The Company determined that a reasonable risk based approach was to conduct a survey of direct suppliers if the components and materials supplied suggested they were likely to contain Conflict Minerals. We also conducted interviews with suppliers and vendors and, as part of our normal course of business, conducted on-site due diligence. The Company’s due diligence processes are based on the data received from direct suppliers and those suppliers seeking similar information within their supply chains. The Company determined that it was not practical to conduct a survey of all suppliers in its supply chain. However, as part of the process, any red flags identified were brought to the immediate attention of our Vice President of Global Procurement for remedial action. All of our suppliers and vendors are required to comply with our Code of Supplier Conduct, which covers Conflict Minerals from the Covered Countries, and our purchasing department reviewed supplier and vendor compliance with the same. Our purchasing department continues to incorporate compliance with the Conflict Minerals Rules into its purchase orders and supply agreements. We believe that, as a result, we were able to identify and assess risk in our supply chain based on a number of factors, including, but not limited to, annual spend and geographic location.
With respect to our Battery Conflict Mineral, most suppliers indicated that such tin originated from scrap or recycled sources. Additionally, in order to further improve the due diligence of our Battery Conflict Mineral, we intend to continue, among other things:
•to monitor the sourcing of our supply chain;
•to encourage our suppliers to use tin from either scrap or recycled sources; and
•to increase the response rate of suppliers and any identified smelters.
As a result of our due diligence efforts, with respect to the Electronics Conflict Minerals used, many of our electronics component suppliers were unable to assist EnerSys in tracing those relevant component parts to their original manufacturer or processor. Based upon the due diligence we undertook, we note that we did not receive any information that indicated such Electronics Conflict Minerals originated from the Covered Countries. Many of the key electronics distributors have provided statements that they support the initiatives and are seeking all their suppliers to be “conflict-free”. In order to further improve the due diligence of our Electronics Conflict Minerals, we are, among other things:
•improving our supplier communication program involving our purchasing department;
•requiring additional training for our suppliers and employees;
•auditing key high risk suppliers, including more on-site visits; and
•endeavoring to increase the response rate of suppliers.
Product Description
The relevant products covered by this report are:
Lead-Acid Batteries. Our lead-acid batteries are used as energy storage solutions for:
•energy systems products, which are used for backup power for the continuous operation of critical applications in telecommunications systems, broadband and utility industries, uninterruptible power supplies, and numerous unique applications requiring stored energy solutions;
•motive power products, which are used to provide power for electric industrial forklifts used in manufacturing, warehousing and other material handling applications, as well as mining equipment, diesel locomotive starting and other rail equipment; and
•specialty power products, used in aerospace and defense applications, large over-the-road trucks, premium automotive, medical and security systems applications.
All smelters identified as processing our Battery Conflict Mineral are conformant with the Responsible Minerals Assurance Process (RMAP, formerly the Conflict-Free Smelter Program) assessment protocols.
Battery Chargers. Our battery chargers are used with both energy systems products and motive power products, as each are described above. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide us with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our battery chargers. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Enclosures. Our cabinets and enclosures for electronic equipment and batteries are used with energy systems products. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide EnerSys with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our enclosures. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Power Conversion and Distribution. Our power conversion and power distribution products are part of our energy system solutions. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide EnerSys with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our power conversion and power distribution products. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Determination
Based on the information obtained during our due diligence through December 31, 2020, we believe that the facilities that may have been used to process the Subject Minerals in our lead-acid batteries and battery chargers, power conversion and power distribution products include the smelters listed in Annex I.
Based on these due diligence efforts, we do not have sufficient information to conclusively determine the countries of origin of the Subject Minerals in our products or whether the Subject Minerals in our products are from recycled or scrap sources. However, based on the information obtained during our due diligence, we believe that the countries of origin of the Subject Minerals contained in our products include the countries listed in Annex II attached, as well as recycled and scrap sources.
As permitted by the Conflict Minerals Rules and guidance from the SEC, this report has not been, and is not required, to be audited.
We have provided information as of the date of this report. Subsequent events, such as the inability or unwillingness of any suppliers or smelters to comply with our requests or due diligence may affect our future determinations under Rule 13p-1 promulgated under the Exchange Act.
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Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Tungsten | A.L.M.T. Corp. | JAPAN |
Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
Gold | Argor-Heraeus S.A. | SWITZERLAND |
Gold | Asahi Pretec Corp. | JAPAN |
Gold | Asaka Riken Co., Ltd. | JAPAN |
Tantalum | Asaka Riken Co., Ltd. | JAPAN |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
Gold | Aurubis AG | GERMANY |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
Gold | Boliden AB | SWEDEN |
Gold | C. Hafner GmbH + Co. KG | GERMANY |
Gold | Caridad | MEXICO |
Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
Gold | Cendres + Metaux S.A. | SWITZERLAND |
Gold | Yunnan Copper Industry Co., Ltd. | CHINA |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
Gold | Chimet S.p.A. | ITALY |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
Gold | Chugai Mining | JAPAN |
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
Tin | Alpha | UNITED STATES OF AMERICA |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
Tin | CV Gita Pesona | INDONESIA |
Tin | PT Aries Kencana Sejahtera | INDONESIA |
Tin | PT Premium Tin Indonesia | INDONESIA |
Tin | CV United Smelting | INDONESIA |
Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
Gold | DODUCO Contacts and Refining GmbH | GERMANY |
Gold | Dowa Metals & Mining Co. Ltd (Dowa) | JAPAN |
Tin | Dowa Metaltech Co., Ltd. (Dowa) | JAPAN |
Tantalum | Duoluoshan | CHINA |
Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN |
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Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
Tin | Estanho de Rondonia S.A. | BRAZIL |
Tantalum | Exotech Inc. | UNITED STATES OF AMERICA |
Tantalum | F&X Electro-Materials Ltd. | CHINA |
Tin | Fenix Metals | POLAND |
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
Gold | Refinery of Seemine Gold Co., Ltd. | CHINA |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
Gold | LT Metal Ltd. | KOREA, REPUBLIC OF |
Gold | Heimerle + Meule GmbH | GERMANY |
Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA |
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA |
Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
Gold | Istanbul Gold Refinery | TURKEY |
Gold | JAPAN Mint | JAPAN |
Tungsten | JAPAN New Metals Co., Ltd. | JAPAN |
Gold | Jiangxi Copper Co., Ltd. | CHINA |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
Gold | Asahi Refining Canada Ltd. | CANADA |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
Gold | Kazzinc | KAZAKHSTAN |
Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA |
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Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Gold | Kojima Chemicals Co., Ltd. | JAPAN |
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
Gold | Lingbao Gold Co., Ltd. | CHINA |
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
Tin | Linwu Xianggui Smelter Co | CHINA |
Tin | China Tin Group Co., Ltd. | CHINA |
Tantalum | LSM Brasil S.A. | BRAZIL |
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
Gold | Materion | UNITED STATES OF AMERICA |
Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
Tin | Metallo Chimique | BELGIUM |
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
Gold | Metalor Technologies S.A. | SWITZERLAND |
Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
Tin | Mineração Taboca S.A. | BRAZIL |
Tantalum | Mineracao Taboca S.A. | BRAZIL |
Tin | Minsur | PERU |
Gold | Mitsubishi Materials Corporation | JAPAN |
Tin | Mitsubishi Materials Corporation | JAPAN |
Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
Tantalum | NPM Silmet AS | ESTONIA |
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
Gold | Nihon Material Co., Ltd. | JAPAN |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
Gold | Elemetal Refining, LLC | UNITED STATES OF AMERICA |
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
Gold | PAMP S.A. | SWITZERLAND |
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
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Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
Tin | PT Artha Cipta Langgeng | INDONESIA |
Tin | PT Babel Inti Perkasa | INDONESIA |
Tin | PT Babel Surya Alam Lestari | INDONESIA |
Tin | PT Bangka Kudai Tin | INDONESIA |
Tin | PT Bangka Putra Karya | INDONESIA |
Tin | PT Bangka Timah Utama Sejahtera | INDONESIA |
Tin | PT Bangka Tin Industry | INDONESIA |
Tin | PT Belitung Industri Sejahtera | INDONESIA |
Tin | PT Bukit Timah | INDONESIA |
Tin | PT DS Jaya Abadi | INDONESIA |
Tin | PT Eunindo Usaha Mandiri | INDONESIA |
Tin | PT Karimun Mining | INDONESIA |
Tin | PT Mitra Stania Prima | INDONESIA |
Tin | PT Panca Mega Persada | INDONESIA |
Tin | PT Prima Timah Utama | INDONESIA |
Tin | PT Refined Bangka Tin | INDONESIA |
Tin | PT Sariwiguna Binasentosa | INDONESIA |
Tin | PT Stanindo Inti Perkasa | INDONESIA |
Tin | PT Sumber Jaya Indah | INDONESIA |
Tin | PT Timah Tbk Kundur | INDONESIA |
Tin | PT Timah Tbk Mentok | INDONESIA |
Tin | PT Timah Nusantara | INDONESIA |
Tin | PT Tinindo Inter Nusa | INDONESIA |
Tin | PT Tommy Utama | INDONESIA |
Gold | PX Precinox S.A. | SWITZERLAND |
Tantalum | QuantumClean | UNITED STATES OF AMERICA |
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
Gold | Royal Canadian Mint | CANADA |
Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA |
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF |
Gold | Schone Edelmetaal B.V. | NETHERLANDS |
Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
Tin | Soft Metais Ltda. | BRAZIL |
Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
Tantalum | Taki Chemical Co., Ltd. | JAPAN |
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Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
Tantalum | Telex Metals | UNITED STATES OF AMERICA |
Tin | Thaisarco | THAILAND |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
Gold | Tokuriki Honten Co., Ltd. | JAPAN |
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
Gold | Torecom | KOREA, REPUBLIC OF |
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
Gold | Umicore Brasil Ltda. | BRAZIL |
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
Gold | Valcambi S.A. | SWITZERLAND |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
Tin | VQB Mineral and Trading Group JSC | VIET NAM |
Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA |
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
Gold | Yamakin Co., Ltd. | JAPAN |
Gold | Yokohama Metal Co., Ltd. | JAPAN |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
Tin | Yunnan Tin Company Limited | CHINA |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
Tantalum | Zhuzhou Cemented Carbide | CHINA |
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA |
Gold | Morris and Watson | NEW ZEALAND |
Gold | SAFINA A.S. | CZECHIA |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
Gold | Guangdong Jinding Gold Limited | CHINA |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
Gold | Umicore Precious Metals Thailand | THAILAND |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
Gold | Faggi Enrico S.p.A. | ITALY |
Tin | CV Venus Inti Perkasa | INDONESIA |
Gold | Geib Refining Corporation | UNITED STATES OF AMERICA |
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
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Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Tin | PT Wahana Perkit Jaya | INDONESIA |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
Tin | Melt Metais e Ligas S.A. | BRAZIL |
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
Tantalum | FIR Metals & Resource Ltd. | CHINA |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
Gold | Republic Metals Corporation | UNITED STATES OF AMERICA |
Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
Tin | O.M. Manufacturing Philippines, Inc. | PHILLIPINES |
Gold | Shandong Humon Smelting Co., Ltd. | CHINA |
Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA |
Tin | PT Inti Stania Prima | INDONESIA |
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
Tantalum | KEMET Blue Metals | MEXICO |
Tantalum | Plansee SE Liezen | AUSTRIA |
Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
Tungsten | Masan Tungsten Chemical LLC (MTC) | VIET NAM |
Tantalum | H.C. Starck Co., Ltd. | THAILAND |
Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY |
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY |
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA |
Tantalum | H.C. Starck Ltd. | JAPAN |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
Tantalum | Plansee SE Reutte | AUSTRIA |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
Tantalum | Global Advanced Metals Aizu | JAPAN |
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES |
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
Gold | Sudan Gold Refinery | SUDAN |
Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA |
Tin | CV Ayi Jaya | INDONESIA |
| | | | | | | | |
Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
Gold | T.C.A S.p.A | ITALY |
Gold | REMONDIS PMR B.V. | NETHERLANDS |
Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES |
Gold | Tony Goetz NV | BELGIUM |
Gold | Shirpur Gold Refinery Ltd. | INDIA |
Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
Tin | CV Dua Sekawan | INDONESIA |
Tin | PT Rajehan Ariq | INDONESIA |
Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
Gold | Marsam Metals | BRAZIL |
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
Tungsten | China Molybdenum Co., Ltd. | CHINA |
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA |
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
Tin | PT Cipta Persada Mulia | INDONESIA |
Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
Tin | Resind Industria e Comercio Ltda. | BRAZIL |
Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
Tin | Super Ligas | BRAZIL |
Tin | PT O.M. Indonesia | INDONESIA |
Gold | SAAMP | FRANCE |
Gold | L'Orfebre S.A. | ANDORRA |
Gold | 8853 S.p.A. | ITALY |
Gold | Italpreziosi | ITALY |
Tin | Metallo Belgium N.V. | BELGIUM |
Tin | Metallo Spain S.L.U. | SPAIN |
Tin | PT Bangka Prima Tin | INDONESIA |
Gold | SAXONIA Edelmetalle GmbH | GERMANY |
Gold | WIELAND Edelmetalle GmbH | GERMANY |
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
Tin | PT Sukses Inti Makmur | INDONESIA |
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILLIPINES |
Tin | PT Kijang Jaya Mandiri | INDONESIA |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
Tungsten | ACL Metais Eireli | BRAZIL |
Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM |
Tin | PT Menara Cipta Mulia | INDONESIA |
| | | | | | | | |
Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
Tantalum | Power Resources Ltd. | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
Gold | AU Traders and Refiners | SOUTH AFRICA |
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA |
Gold | Sai Refinery | INDIA |
Gold | Modeltech Sdn Bhd | MALAYSIA |
Tin | Modeltech Sdn Bhd | MALAYSIA |
Tin | Gejiu Jinye Mineral Company | CHINA |
Gold | Bangalore Refinery | INDIA |
Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION |
Gold | Morris and Watson Gold Coast | AUSTRALIA |
Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY |
Tin | PT Lautan Harmonis Sejahtera | INDONESIA |
Gold | Pease & Curren | UNITED STATES OF AMERICA |
Gold | JALAN & Company | INDIA |
Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
Gold | Planta Recuperadora de Metales SpA | CHILE |
Gold | Safimet S.p.A | ITALY |
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA |
Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA |
Gold | African Gold Refinery | UGANDA |
Gold | Gold Coast Refinery | GHANA |
Gold | NH Recytech Company | KOREA, REPUBLIC OF |
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA |
Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF |
Tin | PT Bangka Serumpun | INDONESIA |
Tin | Pongpipat Company Limited | MYANMAR |
Gold | QG Refining, LLC | UNITED STATES OF AMERICA |
Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES |
Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA |
Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA |
Tin | PT Rajawali Rimba Perkasa | INDONESIA |
Gold | CGR Metalloys Pvt Ltd. | INDIA |
Gold | Sovereign Metals | INDIA |
Tin | Luna Smelter, Ltd. | RWANDA |
Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF |
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA |
| | | | | | | | |
Subject Metal: | Facility Name of Smelter or Refiner: | Country location of Smelter: |
Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA |
Tantalum | CP Metals Inc. | UNITED STATES OF AMERICA |
Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION |
Tin | Precious Minerals and Smelting Limited | INDIA |
Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA |
Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION |
Tungsten | GEM Co., Ltd. | CHINA |
Gold | C.I Metales Procesados Industriales SAS | COLOMBIA |
Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN |
Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN |
Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL |
Tungsten | CP Metals Inc. | UNITED STATES OF AMERICA |
Tin | PT Mitra Sukses Globalindo | INDONESIA |
Gold | Augmont Enterprises Private Limited | INDIA |
Gold | Kundan Care Products Ltd. | INDIA |
Tungsten | Cronimet Brasil Ltda | BRAZIL |
Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL |
Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA |
Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA |
Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA |
Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA |
Gold | K.A. Rasmussen | NORWAY |
Gold | Alexy Metals | UNITED STATES OF AMERICA |
Tin | CRM Synergies | SPAIN |
Gold | Sancus ZFS (L’Orfebre, SA) | COLOMBIA |
Gold | Sellem Industries Ltd. | MAURITANIA |
Gold | MD Overseas | INDIA |
Tungsten | Artek LLC | RUSSIAN FEDERATION |
Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA |
Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA |
Tin | RSR Technologies | UNITED STATES OF AMERICA |
Tin | Dragon Silver Holdings Limited | CHINA |
Tin | Muchuan Industrial Co. LTD | HONG KONG |
Tin | Ganzhou Liansheng metallurgical products Co. Ltd. | CHINA |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
Tantalum | Duoluoshan | CHINA |
Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA |
Tin | COMERMET QUIM S.A. DE C.V. | MEXICO |
Tin | Jin Zhi Dao Tin Co. Ltd | CHINA |
Tin | CV Dua Sekawan | INDONESIA |
Annex II
Countries of Origin
| | | | | | | | | | | | | | |
| Andorra | | Mexico | |
| Australia | | Myanmar | |
| Austria | | Netherlands | |
| Belgium | | New Zealand | |
| Bolivia (Plurinational State of) | | Norway | |
| Brazil | | Peru | |
| Canada | | Philippines | |
| Chile | | Poland | |
| China | | Russian Federation | |
| Columbia | | Rwanda | |
| Czechia | | Saudi Arabia | |
| Estonia | | Singapore | |
| France | | South Africa | |
| Germany | | Spain | |
| Ghana | | Sudan | |
| Hong Kong | | Sweden | |
| India | | Switzerland | |
| Indonesia | | Taiwan, Province of China | |
| Italy | | Thailand | |
| Japan | | Turkey | |
| Kazakhstan | | Uganda | |
| Korea, Republic of | | United Arab Emirates | |
| Kyrgyzstan | | United States of America | |
| Lithuania | | Uzbekistan | |
| Macedonia, The Former Yugoslav Republic Of | | Vietnam | |
| Malaysia, Republic Of | | Zimbabwe | |
| Mauritania | | | |