EnerSys - SEC Filing

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

MSDW CAPITAL PARTNERS IV INC

(Last)

(First)

(Middle)

1585 BROADWAY

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/26/2004

3. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share	25,630,697	I⁽¹⁾	Through partnerships⁽²⁾

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

1. Name and Address of Reporting Person^*

MSDW CAPITAL PARTNERS IV INC

(Last)

(First)

(Middle)

1585 BROADWAY

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

MSDW IV 892 INVESTORS L P

(Last)

(First)

(Middle)

1585 BROADWAY

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

MSDW CAPITAL PARTNERS IV LLC

(Last)

(First)

(Middle)

1585 BROADWAY

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

MORGAN STANLEY DEAN WITTER CAPITAL PARTNERS IV L P

(Last)

(First)

(Middle)

1585 BROADWAY

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L P

(Last)

(First)

(Middle)

1585 BROADWAY

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

Explanation of Responses:

1. Except for Morgan Stanley Dean Witter Capital Partners IV, L.P., MSDW IV 892 Investors, L.P., and Morgan Stanley Dean Witter Capital Investors IV, L.P., which hold the common stock directly. Includes 23,038,061 shares held directly by Morgan Stanley Dean Witter Capital Partners IV, L.P., 1,963,017 shares held directly by MSDW IV 892 Investors, L.P., and 629,619 shares held directly by Morgan Stanley Dean Witter Capital Investors IV, L.P. MSDW Capital Partners IV, LLC is the general partner of such funds. MSDW Capital Partners IV, Inc. is the member of the general partner.

2. MSDW Capital Partners IV, Inc. and MSDW Capital Partners IV, LLC have no direct pecuniary interest in securities in Table I(2). Such persons may be deemed to beneficially own an indirect pecuniary interest in securities in Table I(2). Such persons disclaim beneficial ownership therein except to the extent ultimately realized.

	/s/ Kenneth F. Clifford, Managing Director, on behalf of MSDW Capital Partners IV, Inc.	07/27/2004
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Exhibit 99.1

Joint Filer Information

Each of the following joint filers has designated MSDW Capital Partners IV, Inc. as the “Designated Filer” for purposes of Item 1 of the attached Form 3:

	(1)	Morgan Stanley Dean Witter Capital Partners IV, L.P.
		1585 Broadway
		New York, New York 10036

	(2)	Morgan Stanley Dean Witter Capital Investors IV, L.P.
		1585 Broadway
		New York, New York 10036

	(3)	MSDW IV 892 Investors, L.P.
		1585 Broadway
		New York, New York 10036

	(4)	MSDW Capital Partners IV, LLC
		1585 Broadway
		New York, New York 10036

Issuer & Ticker Symbol: EnerSys (ENS)

Date of Event Requiring Statement: 07/26/2004

Signature:	/s/ Kenneth F. Clifford
	By: Kenneth F. Clifford, as Managing Director, on behalf of MSDW Capital Partners IV, Inc., member of MSDW Capital Partners IV, LLC, the general partner for MSDW IV 892 Investors, L.P., Morgan Stanley Dean Witter Capital Investors IV, L.P. and Morgan Stanley Dean Witter Capital Partners IV, L.P.